Job Information
Manulife Compliance Senior Associate in Lapu Lapu City, Philippines
We’re looking for a Compliance Senior Associate to join our Central Compliance team at MBPS. In this role, you are expected to execute core compliance review activities by monitoring communications from registered representatives to identify regulatory and policy risks related to PII, confidential or internal information, and securities related conduct. Performs ongoing quality assurance to ensure consistency, accuracy, and adherence to established standards. Supports governance and oversight through timely monthly reporting and collaborates with stakeholders, while providing flexible support for ad hoc compliance initiatives within the John Hancock Distribution.
Position Responsibilities:
Conduct daily reviews of communications sent by registered representatives to identify potential misconduct or policy violations, including improper handling of PII, confidential or internal information, and unauthorized guarantees or recommendations related to the John Hancock securities business.
Perform daily quality assurance reviews of peers’ email assessments to ensure consistency, accuracy, and adherence to established compliance standards, while identifying process gaps and opportunities for improvement.
Prepare and deliver monthly reports to stakeholders to support transparency, monitor trends, and track changes in volumes and data.
Provide ongoing support through the completion of ad hoc tasks and additional compliance‑related activities as required by the team.
Support compliance operations for the John Hancock Distribution business.
Required Qualifications:
Ability to apply sound judgment with strong decision-making skills.
Proactive individual with demonstrated ability to meet deadlines and extraordinary attention to detail.
Undergraduates (minimum 2 years completed): At least 2 years of relevant compliance or related experience.
Bachelor's Degree holders are welcome to apply.
Preferred Qualifications:
Work experience in finance or insurance operations is preferred but not required
Good verbal and written English communication skills
Good written skills and good verbal communication skills.
Basic Knowledge using Microsoft Office Tools (Word, Excel, and PowerPoint)
Accuracy and keen attention to details
When you join our team:
We’ll empower you to learn and grow the career you want.
We’ll recognize and support you in a flexible environment where well-being and inclusion are more than just words.
As part of our global team, we’ll support you in shaping the future you want to see.
Acerca de Manulife y John Hancock
Manulife Financial Corporation es un importante proveedor internacional de servicios financieros que ayuda a las personas a tomar decisiones de una manera más fácil y a vivir mejor. Para obtener más información acerca de nosotros, visite http://www.manulife.com .
Manulife es un empleador que ofrece igualdad de oportunidades
En Manulife/John Hancock, valoramos nuestra diversidad. Nos esforzamos por atraer, formar y retener una fuerza laboral tan diversa como los clientes a los que prestamos servicios, y para fomentar un entorno laboral inclusivo en el que se aprovechen las fortalezas de las culturas y las personas. Estamos comprometidos con la equidad en las contrataciones, la retención de talento, el ascenso y la remuneración, y administramos todas nuestras prácticas y programas sin discriminación por motivos de raza, ascendencia, lugar de origen, color, origen étnico, ciudadanía, religión o creencias religiosas, credo, sexo (incluyendo el embarazo y las afecciones relacionadas con este), orientación sexual, características genéticas, condición de veterano, identidad de género, expresión de género, edad, estado civil, estatus familiar, discapacidad, o cualquier otro aspecto protegido por la ley vigente.
Nuestra prioridad es eliminar las barreras para garantizar la igualdad de acceso al empleo. Un representante de Recursos Humanos trabajará con los solicitantes que requieran una adaptación razonable durante el proceso de solicitud. Toda la información que se haya compartido durante el proceso de solicitud de adaptación se almacenará y utilizará de manera congruente con las leyes y las políticas de Manulife/John Hancock correspondientes. Para solicitar una adaptación razonable en el proceso de solicitud, envíenos un mensaje a hr@manulife.com .
Modalidades de Trabajo
Híbrido